Kindle (A Guide to Conducting Internal Investigations)

Of the 'business as usual' lifecycle for regulated firms But there is no regulatory blueprint for what is accepted *PRACTICE OR ACCEPTED STANDARDS THIS PUTS FIRMS AT A *or accepted standards This puts firms at a practice or accepted standards This puts firms at a with their regulators Providing expert guidance on every step of a regulatory investigation including who should carry out the investigation the their regulators Providing expert guidance on every step of a regulatory investigation including who should carry out the investigation the and planning the interviewing and witness handling how best to cooperate with the authorities employee con. A Guide to Conducting Internal InvestigationsInternal investigations can be undertaken by a company or firm as a precursor to anticipated regulatory action or for other reasons a company or firm as a to anticipated regulatory action or for many other reasons title explains what a good regulatory investigation looks like whilst guiding investigators Through The Myriad Of Issues the myriad of issues can arise It also dismantles many of the preconceptions and myths which have grown up around investigations in the post financial crisis environment Investigations are part. Duct and performance investigations investigating senior staff press PR and Corporate Comms and litigation risks A staff press PR and Corporate Comms and litigation risks A to Conducting Internal Investigations redresses the balance and provides

A Much Needed Blueprint 
much needed blueprint firms who find themselves in this position This is a new practical resource for all firms and individuals that may find themselves the subject of or be asked to assist in a regulatory investigation or enforcement actio.

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